The Application of FINRA Rule 2010 to Data Governance and AI Technology
By: Joe Schifano, Global Head of Regulatory Affairs at Eventus Systems On September 1st, Eventus Systems and VoxSmart submitted a joint comment letter regarding FINRA’s June 2020 report, “Artificial Intelligence in the Securities Industry.” The broader acceptance and use of artificial intelligence (“AI”) technologies continues to advance across the financial services industry and has become […]
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