“As we grow our virtual asset trading business, what type of surveillance do we require?” It is a question we consistently hear from prospects in the APAC region. We know that regulators generally want to shine a light on virtual asset service providers (VASPs) by requiring registration and compliance with relevant local regulations. With over […]
APAC: The Surveillance Requirement Dilemma Read More »
In a February 6, 2020 speech by Mark Steward, Executive Director of Enforcement and Market Oversight at the Financial Conduct Authority (FCA) described the successful results of a strategic and integrated approach to the FCA’s market integrity efforts. These efforts included enforcement, primary and secondary oversight and surveillance and wholesale supervision. Further, he issues a
UK: The FCA’s Take on Market Abuse Surveillance Read More »
On March 29, 2021, The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published a Notice to provide guidance on how securities legislation applies to Crypto-Asset Trading Platforms (CTPs) that facilitate trading so Security Tokens and Crypto Contracts. The Notice alerts CTPs that they are already subject to existing requirements
By: Travis Schwab, CEO The capital markets have undergone some significant shifts in recent years, from increasing levels of regulatory oversight to the growth and institutionalization of digital assets to the adoption of remote workflows due to the pandemic. At Eventus, we take pride in providing our clients with innovative solutions for trade surveillance and
Introducing the NEW Eventus Read More »
AUSTIN, Texas / NEW YORK, April 26, 2021 – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, has won the award for Best in RegTech at Markets Media’s 2021 Markets Choice Awards. This is the firm’s second consecutive win in the category and the second major award
Eventus and VoxSmart joined forces in a recent industry webinar, hosted by Armstrong Wolfe, to discuss some of the pressing challenges faced by capital markets’ organizations around surveillance. Recently, Armstrong Wolfe hosted a webinar featuring EMEA-based bank managers in the compliance and conduct space. Co-hosted by CEOs Travis Schwab of Eventus and Oliver Blower of VoxSmart, attendees engaged in
Armstrong Wolfe Webinar Recap: Key Developments in Trade and Communications Surveillance Read More »
Eventus Systems wins Best Sell-Side Market Surveillance Product in WatersTechnology’s 2021 Sell-Side Technology Awards AUSTIN, Texas / LONDON, April 12, 2021 – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, announced that its Validus platform has won the award for Best Sell-Side Market Surveillance Product in
