Eventus

2021

UK: The FCA’s Take on Market Abuse Surveillance

In a February 6, 2020 speech by Mark Steward, Executive Director of Enforcement and Market Oversight at the Financial Conduct Authority (FCA) described the successful results of a strategic and integrated approach to the FCA’s market integrity efforts. These efforts included enforcement, primary and secondary oversight and surveillance and wholesale supervision.  Further, he issues a […]

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CANADA: The Application of Securities Legislation to Crypto Asset Trading Platforms (CTPs)

On March 29, 2021, The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published a Notice to provide guidance on how securities legislation applies to Crypto-Asset Trading Platforms (CTPs) that facilitate trading so Security Tokens and Crypto Contracts. The Notice alerts CTPs that they are already subject to existing requirements

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Introducing the NEW Eventus

By: Travis Schwab, CEO The capital markets have undergone some significant shifts in recent years, from increasing levels of regulatory oversight to the growth and institutionalization of digital assets to the adoption of remote workflows due to the pandemic. At Eventus, we take pride in providing our clients with innovative solutions for trade surveillance and

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Eventus wins Best in RegTech for second consecutive year in Markets Media’s 2021 Markets Choice Awards

AUSTIN, Texas / NEW YORK, April 26, 2021 – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, has won the award for Best in RegTech at Markets Media’s 2021 Markets Choice Awards. This is the firm’s second consecutive win in the category and the second major award

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Armstrong Wolfe Webinar Recap: Key Developments in Trade and Communications Surveillance

Eventus and VoxSmart joined forces in a recent industry webinar, hosted by Armstrong Wolfe, to discuss some of the pressing challenges faced by capital markets’ organizations around surveillance. Recently, Armstrong Wolfe hosted a webinar featuring EMEA-based bank managers in the compliance and conduct space. Co-hosted by CEOs Travis Schwab of Eventus and Oliver Blower of VoxSmart, attendees engaged in

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Eventus Systems wins Best Sell-Side Market Surveillance Product in WatersTechnology’s 2021 Sell-Side Technology Awards

Eventus Systems wins Best Sell-Side Market Surveillance Product in WatersTechnology’s 2021 Sell-Side Technology Awards   AUSTIN, Texas / LONDON, April 12, 2021 – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, announced that its Validus platform has won the award for Best Sell-Side Market Surveillance Product in

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Crypto Compliance Goes Institutional: Making Sense of CipherTrace’s Cryptocurrency Crime and Anti-Money Laundering Report

As if compliance professionals haven’t had enough to deal with in recent years, the rapid rise of cryptocurrency has created a brave new world in terms of the risks and regulations that capital markets firms must navigate on a daily basis. With institutional investors actively contemplating the long-term future of the asset class, anything less

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S&C Trading & Markets Podcast – Surveillance and Enforcement Trends

In this episode of S&C’s Trading & Markets podcast, host Ryne Miller, co-head of Sullivan & Cromwell’s Commodities, Futures & Derivatives Group, is joined by Travis Schwab, CEO of Eventus Systems. They discuss the potential market for exchange traded funds that would hold digital assets, the intersection of the U.S. and global regulatory environments, and surveillance

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Sprinting Toward Surveillance: NYDFS Techsprint Features Valuable Discussion from Regulators and Industry Firms Alike

By: Joe Schifano, Global Head of Regulatory Affairs, Eventus Systems Originally published on The Block   Earlier this month, I participated in the NYDFS Techsprint, a two-week hackathon that convened over 90 participants from a variety of digital assets stakeholders, including regulators, BitLicensees, consultants, vendors and more. The sprint culminated with a demo event that drew over

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Coinscrum Markets: Bringing Integrity to the Digital Asset Markets

Paul Gordon, host of The Weekly Crypto Markets Insights & Analysis Show, interviews Travis Schwab and Global Head of Institutional Distribution of BlockFi, David Olsson, as they discuss the way institutions have started to enter the market over the past year, and how exchanges have been upping their game to ensure they can attain the

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