UK: The FCA’s Take on Market Abuse Surveillance
In a February 6, 2020 speech by Mark Steward, Executive Director of Enforcement and Market Oversight at the Financial Conduct Authority (FCA) described the successful results of a strategic and integrated approach to the FCA’s market integrity efforts. These efforts included enforcement, primary and secondary oversight and surveillance and wholesale supervision. Further, he issues a […]
UK: The FCA’s Take on Market Abuse Surveillance Read More »