Recent events in the commodities market have raised a spotlight on price levels and volatility. On the 8th March 2022, the price of Nickel soared by 250% to more than $100,000 a ton and the Bloomberg Commodity Spot index leaped 13% in a week — the largest one-week price increase in 60 years. What happened […]
Extreme Volatility in Commodities – Distress in the Nickel Market Read More »
The Securities and Exchange Commission recently announced a formal action against a number of individual parties and Archegos Capital Management as part of a multi-billion dollar market manipulation action. The SEC is seeking to enjoin the parties from further violations of Section 17(a) of the Exchange Act as well as SEC Rule 10b-5. The SEC
SEC Charges Firm and Individuals with Multi-Faceted Manipulation Scheme Read More »
The sun did not set on Eventus team members appearing at insightful conferences around the world this Spring. And that was the case in April when our team spoke at four separate conferences across three continents to weigh in on the state of the industry and the changing tides in regulatory and digital asset markets.
Top Five Takeaways from Key Industry Events and Conferences Read More »
Heads sales in Asia-Pacific region as demand continues to grow for firm’s trade surveillance, market risk solutions NEW YORK / SYDNEY, May 9, 2022 – Eventus, a leading global provider of multi-asset class trade surveillance and market risk solutions, announced today that Scott B. Leader has joined as Managing Director, APAC, heading the company’s sales
Scott Leader Named Managing Director, APAC for Eventus Read More »
Originally published by FinTech Global With the pandemic leading to a great migration online for many who previously wouldn’t have considered it, an opportunity has provided itself to RegTech companies in key markets to make the most of the new normal. Two key geographical markets where RegTech has flourished has been in the US
FinTech Global: US vs EMEA: How Does Regtech Adoption and Customer Experience Compare? Read More »
NEW YORK, May 5, 2022 – Eventus, a leading global provider of multi-asset class trade surveillance and market risk solutions, last night won the Markets Media Markets Choice Award for Best in RegTech for the third consecutive year. The award honors the firm that most helped capital markets firms comply with regulation. The 10th annual
Originally published by FinTech Global The cryptocurrency market is booming. With new technologies and new products launching on the market, the industry is seemingly going from strength to strength. With new technologies, however, come new challenges. How is the industry changing money laundering? The rise of cryptocurrency is coming at a time of swelling
FinTech Global: How Is Cryptocurrency Changing Money Laundering? Read More »
Former CIA officer Mike Castiglione leads group to bridge public/private sectors on critical blockchain national security issues Washington, DC, May 3, 2022 — The Association for Digital Asset Markets (ADAM) and Eventus today announced that ADAM has just appointed Eventus Director of Regulatory Affairs, Digital Assets and former Central Intelligence Agency (CIA) officer Mike Castiglione
Originally published in the SIFMA Thought Leader Library By Chris Montagnino, Director of Regulatory Affairs, Eventus A scary thought: you decide to engage a surveillance vendor, implement a set of “off-the-shelf” procedures, calibrate accordingly, and some time later you get an enforcement action for failing to properly monitor trading activity. How could that happen? Perhaps
Rethinking Your Trade Surveillance Approach to Avoid Common Pitfalls Read More »
Originally published by The DESK Trade surveillance, like best execution, can be harder to analyse in fixed income markets due to the complexity of instruments, access to data and over-the-counter (OTC) market structure. David Griffiths, director of regulatory affairs at surveillance specialist Eventus, talks to The DESK about how firms can use enhanced surveillance
The DESK: Enhancing Trading Through Better Surveillance Read More »
