Eventus

January 17, 2023

FCA Asking Wholesale Brokers to Prepare for a Series of Risks

By Sofia Österberg, Director of Client Success, Eventus   In their latest “Dear CEO” letter, the FCA highlighted a series of risks that wholesale brokers must be focused on, with some brokers likely requiring immediate attention and improvement in a number of areas. Despite progress in governance and compliance controls at larger firms, the FCA […]

FCA Asking Wholesale Brokers to Prepare for a Series of Risks Read More »

Eventus Closes Out Record Year, With Significant Plans for Enhancing Validus Platform in 2023

NEW YORK, Jan. 17, 2023 – As financial markets compliance professionals faced some of their toughest challenges to date, Eventus – a leading global provider of multi-asset class trade surveillance and market risk solutions – today said that the firm continued its significant growth trajectory in 2022 with another record year. The company more than

Eventus Closes Out Record Year, With Significant Plans for Enhancing Validus Platform in 2023 Read More »