Those who work in highly regulated industries know that there’s usually a story behind why a rule exists.
Regulators Care about Crypto Market Manipulation. Here’s What Really Matters. Read More »
NEW YORK / CHICAGO, July 25, 2023 – Eventus, a leading global provider of multi-asset class trade surveillance, market risk and algo monitoring solutions, announced today that Advantage Futures has deployed the firm’s Validus platform to meet its trade surveillance needs. Advantage is among the highest volume clearing firms in the futures industry. Advantage made
Advantage Futures deploys Eventus’ Validus platform for trade surveillance Read More »
NEW YORK / LONDON, July 17, 2023 – Eventus, a leading global provider of multi-asset class trade surveillance, market risk and algo monitoring solutions, has won the award for Best Market Surveillance Provider for the second consecutive year in the Waters Rankings 2023 Awards. Thousands of WatersTechnology’s market participant readers across the buy side and
Originally published on Compliance Chief 360 Leaders in any industry must anticipate the challenges–and opportunities–their companies face. As compliance practitioners responsible for trade surveillance, are we keeping pace with current and future challenges? Some evidence to consider: A top-tier bank was found to have no surveillance on its voice-brokered swaps desk, resulting in a $45 million
Practitioners Must Drive Trade Surveillance Compliance Read More »
Originally published in MarketsMedia Compliance in Focus is a content series on regulatory topics for financial markets and the challenges compliance officers face in addressing surveillance and monitoring. Compliance in Focus is produced in collaboration with Eventus. Trade Surveillance Compliance officers are commonly known for their deep regulatory knowledge, strong command of details and ability to make informed judgements.
Compliance as a Team Sport Read More »
