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2023

GlobalTrading Podcast: Acuiti’s Trade Surveillance Market Review

Podcasts & Video /

Originally published in Global Trading News and FIX Trading Community Will Mitting, Founder and Managing Director at Acuiti, and Joe Schifano, Global Head of Regulatory Affairs at Eventus, discuss key themes of the recently released 2023 Trade Surveillance Market Review, which was published by Acuiti and commissioned by Eventus. The podcast was hosted by Markets Media […]

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TabbFORUM at STA: Eventus’ Joe Schifano on Real-Time Market Surveillance

Article /

Originally published in TabbForum In this segment of TabbFORUM at STA, Joseph Schifano, Global Head of Regulatory Affairs at Eventus, a trade surveillance provider, highlights a number of regulatory rules and proposals that have created uncertainty for both the industry and its vendors. In this interview, conducted by TABB Group CEO Bruce Morris, Mr. Schifano discusses the complexities

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CFTC Warns on Higher Penalties

Article /

Originally published on MarketsMedia The Commodity Futures Trading Commission’s Division of Enforcement has provided guidance on how it will approach resolutions, including recommending larger penalties than have been imposed in previous cases. On 17 October the CFTC said in a statement that it wanted to ensure greater transparency and answerability throughout the resolution process and

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Eventus CEO Travis Schwab on Trade Surveillance, Crypto Demand Amid Bear Market

Press & News /

Originally published in Finance Feeds The FIA Futures & Options Expo is a premier event in the derivatives trading industry. Beyond just being a networking platform, the FIA Expo offers a comprehensive program of panel discussions, educational sessions, and exhibitions, providing participants with valuable insights and opportunities for collaboration. Today is truly special as we

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In Profile: Travis Schwab, CEO of Eventus

Article /

Originally published in Fintech Times Firms spanning the financial sector, including banks, broker-dealers, trading entities, and exchanges, grapple with intricate regulatory frameworks and compliance demands while striving to uphold operational transparency and integrity.   Within this challenging landscape, Austin-based Eventus provides financial risk applications to equip organisations in risk mitigation, cost reduction and regulatory adherence. The company

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Eventus, Phillip Capital Inc. announce extension of relationship for trade surveillance on all PhillipCapital markets

Press & News /

NEW YORK / CHICAGO, Oct. 3, 2023 – Eventus, a leading global provider of state-of-the-art, at-scale trade surveillance software across all lines of defense, and Phillip Capital Inc. (PhillipCapital), the Chicago-based futures commission merchant (FCM) and broker-dealer subsidiary of Singapore-based PhillipCapital Group, announced today the extension of their relationship and the brokerage and clearing firm’s

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Continued Diligence Needed against Spoofing

Article /

By Joe Schifano, Global Head of Regulatory Affairs, Eventus Originally published on MarketsMedia Top-notch compliance officers are continually looking around the corner for the next problem — the unexpected market risk, the new trading technology with too few guardrails, the shifting regulatory priorities. Yet a well-known, illegal trading behavior — spoofing — persists, as headlines again

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Eventus wins Market Surveillance Solution of the Year at FOW Asia Capital Markets Awards

Press & News /

Validus platform takes honor for second time, marking eighth award in APAC region NEW YORK / SINGAPORE, Sept. 21, 2023 – Eventus, a leading global provider of state-of-the-art, at-scale trade surveillance software across all lines of defense, today captured the honor of Market Surveillance Solution of the Year for its Validus platform at the 2023

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Eventus rolls out next-generation user interface with new and enhanced tools for streamlined, efficient user experience

Press & News /

New Validus platform UI includes state-of-the-art data visualization tools NEW YORK, Sept. 12, 2023 – Eventus, a leading global provider of state-of-the-art, at-scale trade surveillance software across all lines of defense, today announced the introduction of the next-generation user interface (UI) for its Validus platform to provide a more streamlined, efficient user experience with comprehensive

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Parsing the FCA’s “Dear Chief Executive” Letter to Principal Trading Firms

Article /

Originally published in MarketsMedia Compliance in Focus is a content series on regulatory topics for financial markets and the challenges compliance officers face in addressing surveillance and monitoring. Compliance in Focus is produced in collaboration with Eventus. In August 2023 the Financial Conduct Authority, the UK market regulator, published a “Dear Chief Executive” letter addressed to Principal Trading Firms. The FCA

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