Learn how compliance leaders are overcoming pressing challenges
Eventus recently partnered with 1LoD to interview trade surveillance and compliance leaders and analyze the key trends shaping the trade surveillance landscape.
Top challenges include:
- Budget Constraints: Struggling to secure resources for an ever-evolving risk landscape.
- Empowerment: The need for compliance concerns to be taken seriously by senior management.
- Coverage and Data: Keeping pace with regulatory requirements and handling vast volumes of data.
- False Positives: Dealing with the noise problem and its impact on decision-making.
- New Risks and Behaviors: Expanding surveillance to cover all asset classes and cross-market manipulation.
- AI Adoption: Navigating the complexities of implementing artificial intelligence.