By: Joseph Schifano, Global Head of Regulatory Affairs, Eventus Systems Trade surveillance: it’s a fundamental need for a well-functioning marketplace. With so much value changing hands, the ability to assess risk, create comprehensive reports and spot problematic behavior is crucial to imparting peace of mind to clients and staying out of regulatory crosshairs. This […]
Leading APAC digital asset platform expands use of Validus AUSTIN, Texas / HONG KONG, June 2, 2021 – Eventus Systems, Inc., an award-winning global provider of multi-asset class trade surveillance and market risk solutions, today announced that OSL Digital Securities (OSL), Asia’s first and only SFC-licensed, Big-4 audited, and insured digital asset platform for
On May 24, 2021, Travis Schwab, CEO of Eventus, was interviewed by BBC World News on the recent crash of cryptocurrency exchanges under large trade volume. Eventus Systems is a leading global provider of multi-asset class trade surveillance and market risk solutions. Its powerful, award-winning Validus platform is easy to deploy, customize and operate
BBC World News: Cryptocurrency Crash Read More »
By: Joe Schifano, Global Head of Regulatory Affairs, Eventus Systems Originally published in RegTech Insight Trade surveillance is a complex discipline, dependent on the processing and filtering of masses of data. Its mandate is constantly increasing too, with the relentless iterations of regulatory and market change demanding the monitoring of more asset classes across
Surveillance 2.0 – Turn Up the Signal, Wipe Out the Noise Read More »
Continued uptake of Validus platform in Asia-Pacific region as Eventus signs first Australian client AUSTIN, Texas / SYDNEY, May 13, 2021 – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, announced today that Sydney-based Morrison Securities, a major Australian stock brokerage firm, will deploy its Validus
Sydney-based Morrison Securities turns to Eventus Systems for trade surveillance Read More »
“As we grow our virtual asset trading business, what type of surveillance do we require?” It is a question we consistently hear from prospects in the APAC region. We know that regulators generally want to shine a light on virtual asset service providers (VASPs) by requiring registration and compliance with relevant local regulations. With over
APAC: The Surveillance Requirement Dilemma Read More »
In a February 6, 2020 speech by Mark Steward, Executive Director of Enforcement and Market Oversight at the Financial Conduct Authority (FCA) described the successful results of a strategic and integrated approach to the FCA’s market integrity efforts. These efforts included enforcement, primary and secondary oversight and surveillance and wholesale supervision. Further, he issues a
UK: The FCA’s Take on Market Abuse Surveillance Read More »
On March 29, 2021, The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published a Notice to provide guidance on how securities legislation applies to Crypto-Asset Trading Platforms (CTPs) that facilitate trading so Security Tokens and Crypto Contracts. The Notice alerts CTPs that they are already subject to existing requirements
By: Travis Schwab, CEO The capital markets have undergone some significant shifts in recent years, from increasing levels of regulatory oversight to the growth and institutionalization of digital assets to the adoption of remote workflows due to the pandemic. At Eventus, we take pride in providing our clients with innovative solutions for trade surveillance and
Introducing the NEW Eventus Read More »
AUSTIN, Texas / NEW YORK, April 26, 2021 – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, has won the award for Best in RegTech at Markets Media’s 2021 Markets Choice Awards. This is the firm’s second consecutive win in the category and the second major award
