For Banks
State-of-the-art surveillance for global regulatory coverage
Validus provides real-time transparency into your global operations to lower your risk profile
Minimize headline risk and provide peace of mind
Protect the trading desk
Secondary checks with real-time procedures covering scenarios such as excessive messaging, duplication of orders, clearly erroneous events, and risk limits.
Empower compliance
150+ customizable procedures for market manipulation and disruption across asset classes and global regions, along with analytic and investigative tools.
Support audit
Easily extractable reports on order and trade data life cycles, with analysis on the surveillance team’s proficiency in resolving triggered alerts.
Key benefits
Architecture
Real-time, at-scale software proven in the most demanding IT environments. Battle tested to process burst rates that surpass 150,000 messages/second.
Efficient compliance
High-touch client support, full-service data ingestion, advanced investigation tools, and flexible reporting recharges analysts while lowering total cost of ownership.
Across assets and jurisdictions
Proven monitoring across asset classes and customizable parameters based on the regulatory requirements and customer’s risk profile.
Integrated solutions
Trade Surveillance along with Risk Controls and Algo Monitoring on a single platform that can compliment existing compliance systems.
Validus features
Intuitive alert workflow
Workflow management with custom tagging, escalations, and continuity across alert dispositions.
Automations
Reduce false positives and focus on actionable alerts with the use of Robotic Process Automation (RPA) and supervised machine learning (ML). RPA enables clients to resolve, on average, 90%+ of identified false positives and apply user-defined commentary, freeing up resources.
Advanced analysis
Investigative tools and rich visualizations display order lifecycle and market data for alert insights and quick resolution.
Flexible coverage
150+ procedures based on our expertise and customer insights, plus the ability to personalize any procedure.
Powerful reporting
Centralized reporting interface (Compliance Home) showcasing all preferred and custom reports.
Data integration
Interoperability with third-party data for comprehensive coverage across capital markets datasets.
Efficient ingest of your data
Full service, efficient methodology to import and update your data in any format.
Risk Controls & Algo Monitoring
Review of financial limits and written supervisory procedures, and real-time monitoring of algorithmic trading
Implementing algo monitoring for a tier 1 bank
Eventus recently partnered with a Tier 1 U.S. bank to address their specific challenges related to algo monitoring and regulatory compliance under RTS 6.
- 2 months time-to-market
- Full coverage for RTS 6 under MiFID II
- Reduced false positives
- Improved alerting mechanism
Banks challenged by manual tasks
The market intelligence firm Acuiti, in partnership with Eventus, conducted a survey of compliance professionals and found banks were especially eager to upgrade their trade surveillance. Among bank respondents…
70%
Report increasing manual input.
45%
Of analysts spend 30+ hours/week closing alerts.
54%
Considering upgrading their trade surveillance.