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Building the Future of Trade Surveillance: A Conversation with Eventus CEO Travis Schwab

Originally published on Trading Tech Insight  Eventus, the trade surveillance and financial risk solutions vendor, is currently experiencing a strong growth phase, marked by nearly perfect customer retention rates, expansion across various asset classes and geographies, and consistently positive reviews of its platform. The company, which just reported a 25% increase in its client base […]

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The Future of Trade Surveillance

Originally published on MarketsMedia Trade surveillance professionals face a “crazy” daily challenge of keeping up with the speed, complexity and breadth of financial markets, given chronic resource constraints, limited intra-firm influence and power, and numerous other challenges. But there are reasons for optimism, such as increasingly tried-and-tested solutions, plus more awareness toward having surveillance seen

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2024 Trade Surveillance Market Review

Understand How Compliance Leaders Are Protecting Their Firms Against Market Abuse and Regulatory Risk   The 2024 Acuiti Trade Surveillance Market Review delves into the rapidly evolving landscape of trade surveillance, addressing the challenges faced by compliance leaders amidst soaring trading volumes and growing market complexity. This comprehensive report explores key trends such as the

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Trade Surveillance: Technology, Staffing Constraints Are Challenges

Originally published on MarketsMedia Compliance officers at financial firms face a multitude of challenges in implementing and maintaining an effective trade surveillance regime, notably including inadequate technology and a shortage of skilled staff. That was a high-level take-away from the 2023 Trade Surveillance Market Review, published by Acuiti and commissioned by Eventus. Will Mitting, Founder and

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TabbFORUM at STA: Eventus’ Joe Schifano on Real-Time Market Surveillance

Originally published in TabbForum In this segment of TabbFORUM at STA, Joseph Schifano, Global Head of Regulatory Affairs at Eventus, a trade surveillance provider, highlights a number of regulatory rules and proposals that have created uncertainty for both the industry and its vendors. In this interview, conducted by TABB Group CEO Bruce Morris, Mr. Schifano discusses the complexities

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CFTC Warns on Higher Penalties

Originally published on MarketsMedia The Commodity Futures Trading Commission’s Division of Enforcement has provided guidance on how it will approach resolutions, including recommending larger penalties than have been imposed in previous cases. On 17 October the CFTC said in a statement that it wanted to ensure greater transparency and answerability throughout the resolution process and

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