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A common thread for Asian regulators is that firms should focus on building out data and surveillance infrastructures to detect and mitigate risks relating to market abuse and AML/CFT efforts. Most importantly, regulators are focused on the expanded capability and use of technology to detect and mitigate relevant risks. This is well reflected in the

Webinar takeaways from Eventus Systems and Titan Regulation & Advisory The Covid-19 pandemic has upended the world in ways that few could have predicted and the resulting turmoil in financial markets has forced many firms to scramble for solutions. In this environment, a sense of perspective is needed in order to determine if current surveillance

The financial markets have never witnessed a test quite like the one posed by the COVID-19. While market volatility has skyrocketed as the virus encircles the world, the most unique challenges have come as a result of social distancing and shelter in place requirements that have resulted in extreme conditions that were never envisioned. Nearly

Amid widespread hype around machine learning, trade surveillance is one area where practical applications and success are already a reality. As advances continue, don’t miss out.   This article originally appeared in the 1LoD “2020 Surveillance Benchmarking Survey & Report”.   Machine learning holds huge promise for the evolution of trade surveillance and monitoring, some

The decade that we’ll call “The Tens” has come and gone, making it a natural time to pause and reflect on developments in the realm of market regulation and what those developments might mean as we step into the Twenties. This exercise is particularly relevant because it has been exactly ten years since the passage

As we get past Labor Day, a few things begin to occur: the days get noticeably shorter, leaves start to change color, and industry conferences pop up like mushrooms. Most of these are general in nature, covering a wide variety of topics in scant detail, but the recent Surveillance Summit from 1LoD took a deep

The MAS/SGX Trade Surveillance Practice Guide   When it comes to technology, innovation almost always outpaces rules and regulations. Consider the case of automobiles in the United States. From a base of hundreds produced per year in 1900, nearly 500,000 new cars were manufactured in 1914. Not coincidentally, that was the year that the very