Americas

By: Joe Schifano, Global Head of Regulatory Affairs, Eventus Systems   Originally published in RegTech Insight Trade surveillance is a complex discipline, dependent on the processing and filtering of masses of data. Its mandate is constantly increasing too, with the relentless iterations of regulatory and market change demanding the monitoring of more asset classes across […]

On March 29, 2021, The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published a Notice to provide guidance on how securities legislation applies to Crypto-Asset Trading Platforms (CTPs) that facilitate trading so Security Tokens and Crypto Contracts. The Notice alerts CTPs that they are already subject to existing requirements

By: Travis Schwab, CEO The capital markets have undergone some significant shifts in recent years, from increasing levels of regulatory oversight to the growth and institutionalization of digital assets to the adoption of remote workflows due to the pandemic. At Eventus, we take pride in providing our clients with innovative solutions for trade surveillance and

Eventus and VoxSmart joined forces in a recent industry webinar, hosted by Armstrong Wolfe, to discuss some of the pressing challenges faced by capital markets’ organizations around surveillance. Recently, Armstrong Wolfe hosted a webinar featuring EMEA-based bank managers in the compliance and conduct space. Co-hosted by CEOs Travis Schwab of Eventus and Oliver Blower of VoxSmart, attendees engaged in