Eventus

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Eventus Systems Rolls Out Machine Learning for Validus Platform

Unique, Multi-Strategy Approach for Market Surveillance Focused on Actionable Alerts   AUSTIN, Texas, Oct. 3, 2018 – Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, today announced that it has integrated machine learning (ML) into its Validus surveillance and risk software platform, augmenting capabilities for identifying potential disruptive trading […]

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How To Protect Yourself When Using Intermarket Sweep Orders and Breaking the Order Protection Rule

“With great power comes great responsibility” – Voltaire (or Spider Man’s Uncle Ben)   As the fairly controversial and seemingly very expensive SEC tick pilot comes to a close in October, it’s a good time to reflect on the very interesting exemptions to Rule 611, specifically the use of Intermarket Sweep Orders (ISOs) and their

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Eventus Systems Launches New Website Highlighting RegTech Solutions for Capital Markets

Prompted by Firm’s Rapid Growth, Competitive Positioning and Increased Asset Class Coverage, New Site Addresses Depth of Validus Surveillance and Risk Platform.   AUSTIN, Texas, July 16, 2018 – Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, has just launched a new, enhanced website, www.eventus.com. The site features a

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Eventus Systems Appoints First Outside Directors with Three Industry Veterans

Kim Taylor, Fred Hatfield and Keith Ross Join Board of Growing RegTech Firm AUSTIN, Texas, June 28, 2018 – Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, today announced that it has appointed three highly acclaimed industry veterans as the first outside directors on its Board. The newly constituted

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IOP Surveillance-Critical Component of a Comprehensive Trade Surveillance Program

The focus of regulators and exchanges continues to sharpen and recent interest has zeroed in on the activity prior to the opening of the market. In products where an Indicative Opening Price (IOP) is utilized, regulatory action and fines have come down for behaviors that are deemed to be manipulative. To assist firms in managing

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Rosenthal Collins Group Signs with Eventus Systems for Trade Surveillance

Cloud Version of Validus Platform Brings RCG New Efficiencies, Flexibility   AUSTIN, Texas, March 13, 2018 – Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, announced today that Rosenthal Collins Group LLC (RCG®), a leading independent futures brokerage and clearing firm, has deployed its Validus platform for RCG’s trade

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Eventus Systems, Inc. Signs ENGIE Energy Marketing NA, Inc., Expanding its Diverse Customer Base

Energy Firm Deploys Validus Surveillance and Risk Software Platform to Enhance Compliance Program, Promote Transparency   AUSTIN, Texas, Jan. 31, 2018 – Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, announced today that ENGIE Energy Marketing NA, Inc. has deployed the firm’s Validus surveillance and risk software platform to

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PhillipCapital is a New Customer of Validus

Austin, TX, October 18, 2017 – Eventus Systems, Inc. (“Eventus”), a provider of innovative regtech software solutions announced that Phillip Capital Inc.  (“PhillipCapital”) is a client of its Validus risk and surveillance platform. Validus provides a centralized view of trading, operations, surveillance, compliance and risk management information for a wide range of financial firms including

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