Imagine for a moment that the FBI sent you a letter telling you that it had looked through all of your digital activity over the last month and it spotted some things that might indicate potentially illegal behavior by someone in your house. Included with the letter are dozens of pages with a recommendation for you to […]
FINRA Cross-Market Equity Report Card Made Easy Read More »
I recently rehashed an old idea of mine as I was reading Chris Skinner’s post “Real-time connections between regulators and banks is a game-changer.” If a financial regulatory body (like FINRA or ESMA for instance) was being created today, how could it be different? As Chris lays out in his post, regulators are starting to look
How can we help? – Disrupting the Regulatory Industry Read More »
Austin, TX, and Glenview, Ill., April 13, 2016 – Eventus Systems, Inc. (“Eventus”), a software provider focused on providing real-time holistic risk management capabilities to capital markets, has been selected by PDQ ATS, Inc. (“PDQ ATS”), an independent alternative trading system that provides customized execution and unique liquidity generation for equity market participants, to enhance
PDQ ATS Enhances Risk Surveillance Capabilities with Eventus Platform Read More »
Austin, TX, March 16, 2016 – Eventus Systems, Inc. (“Eventus”), a provider of innovative software solutions focused on processing and analyzing large data across an organization, announced that UBS Securities LLC (“UBS”) is now a client of its Validus risk and surveillance platform. Validus provides a centralized view of trading, operations, surveillance, compliance and
UBS Signs with Eventus for Risk and Surveillance Platform Read More »
