Many capital markets firms built their own internal trade surveillance systems either for lack of suitable vendor options or for competitive advantage reasons.
Legacy RegTech Can Hinder Flexibility, Growth Read More »
Those who work in highly regulated industries know that there’s usually a story behind why a rule exists.
Regulators Care about Crypto Market Manipulation. Here’s What Really Matters. Read More »
NEW YORK / CHICAGO, July 25, 2023 – Eventus, a leading global provider of multi-asset class trade surveillance, market risk and algo monitoring solutions, announced today that Advantage Futures has deployed the firm’s Validus platform to meet its trade surveillance needs. Advantage is among the highest volume clearing firms in the futures industry. Advantage made
Advantage Futures deploys Eventus’ Validus platform for trade surveillance Read More »
NEW YORK / LONDON, July 17, 2023 – Eventus, a leading global provider of multi-asset class trade surveillance, market risk and algo monitoring solutions, has won the award for Best Market Surveillance Provider for the second consecutive year in the Waters Rankings 2023 Awards. Thousands of WatersTechnology’s market participant readers across the buy side and
Originally published on Compliance Chief 360 Leaders in any industry must anticipate the challenges–and opportunities–their companies face. As compliance practitioners responsible for trade surveillance, are we keeping pace with current and future challenges? Some evidence to consider: A top-tier bank was found to have no surveillance on its voice-brokered swaps desk, resulting in a $45 million
Practitioners Must Drive Trade Surveillance Compliance Read More »
Originally published in MarketsMedia Compliance in Focus is a content series on regulatory topics for financial markets and the challenges compliance officers face in addressing surveillance and monitoring. Compliance in Focus is produced in collaboration with Eventus. Trade Surveillance Compliance officers are commonly known for their deep regulatory knowledge, strong command of details and ability to make informed judgements.
Compliance as a Team Sport Read More »
Third consecutive year firm’s Validus platform wins category HONG KONG / NEW YORK, June 30, 2023 – Eventus, a leading global provider of multi-asset class trade surveillance, market risk and algo monitoring solutions, has won the WatersTechnology Asia Award for Best Market Surveillance Platform for the third consecutive year. The award recognizes the firm’s Validus
Eventus named Best Market Surveillance Platform in 2023 WatersTechnology Asia Awards Read More »
MiCA Regulation Will Be Fully In-force by December 2024 The world of cryptocurrencies and digital assets has been rapidly expanding, presenting both opportunities and challenges for regulators. As governments strive to protect investors, combat financial crime, and foster innovation, the European Union (EU) has taken a significant step forward with the Markets in Crypto
Markets in Crypto Assets (MiCA) and Trade Surveillance Regulatory Requirements Read More »
This report is an update to Eventus’ white paper, Crypto Regulation in Asia: 2022 Hong Kong Update, which was published in September 2022. These periodic updates are focused on the emerging regulatory environment for virtual assets in Asia Pacific. Changes continue at a rapid pace, and the Securities and Futures Commission’s (SFC) May 2023 Circular
The U.S. Commodity Futures Trading Commission’s May 17 advisory that some prime brokers might have to register as derivatives clearing organizations (DCOs) is a “huge deal” for the industry.
For Some Prime Brokers, DCO Registration Looms Large Read More »
