The decade that we’ll call “The Tens” has come and gone, making it a natural time to pause and reflect on developments in the realm of market regulation and what those developments might mean as we step into the Twenties. This exercise is particularly relevant because it has been exactly ten years since the passage […]
AUSTIN, Texas, Dec. 11, 2019 – Eventus Systems, Inc., a leading global trade surveillance and market risk platform provider, has just won the 2019 FOW International Award for Best New Technology Product: Market Surveillance. Officials from FOW, part of the Global Investor Group, announced the recognition for the firm’s Validus platform at the FOW International
New York, December 5, 2019 – Itiviti, a leading technology and service provider to financial institutions worldwide, today announced that Eventus, a multi-award winning global trade surveillance and market risk platform provider, has selected Itiviti’s Managed FIX Services to consolidate drop copies from market centers. “We’ve invested considerably over the years in building out our
Eventus selects Itiviti’s Managed FIX Services for drop copy consolidation Read More »
2020 List Features Tech Companies Transforming Compliance, Risk Management and Cybersecurity AUSTIN, Texas, Nov. 26, 2019 – Eventus Systems, Inc., a leading global trade surveillance and market risk platform provider, was just named by specialist research firm RegTech Analyst to the global RegTech 100 List for 2020. This is the second consecutive year the
Eventus Systems Named to Global RegTech 100 List for Second Year Running Read More »
As we get past Labor Day, a few things begin to occur: the days get noticeably shorter, leaves start to change color, and industry conferences pop up like mushrooms. Most of these are general in nature, covering a wide variety of topics in scant detail, but the recent Surveillance Summit from 1LoD took a deep
Trading Surveillance Trends: News from the 1LoD Surveillance Summit Read More »
The MAS/SGX Trade Surveillance Practice Guide When it comes to technology, innovation almost always outpaces rules and regulations. Consider the case of automobiles in the United States. From a base of hundreds produced per year in 1900, nearly 500,000 new cars were manufactured in 1914. Not coincidentally, that was the year that the very
Shining a light and leading the way on trade surveillance Read More »
Ten Top Tips for Regulatory Compliance Compliance with laws and regulations is extremely important for all firms. Not knowing the regulatory compliance laws for your firm can result in some serious consequences. That is why all stock market trading firms should know and understand the trade compliance regulations. When you scratch the surface of
Don’t Get Hit With An FTS (Failure to Supervise) Read More »
In August 2012, the capital markets witnessed a trading catastrophe of monumental proportions as a new market-making algorithm deployed by Knight Capital Group (KCG) managed to elude the firm’s core monitoring systems and amass a multi-billion dollar position which ultimately resulted in over a $440 million loss. KCG was left hobbled and needed to sell
12 Top Tips for Monitoring Algo Trading Read More »
Validus Platform Honored for Helping Market Participants Meet Surveillance, Operational Risk Challenges NEW YORK / AUSTIN, Texas, June 19, 2019 – Eventus Systems, Inc., a leading global trade surveillance and market risk platform provider, last night won the award for Market Surveillance Product of the Year in the Risk Technology Awards 2019. London-based Risk.net
IDX from FIA is the go-to event for listed derivatives markets in Europe and current political and regulatory developments make it a very interesting place to be these days. Here are our takeaways from our recent time in London attending IDX: While the inability of politicians to come to formal decisions about Brexit and
FIA IDX 2019: Notes and Observations Read More »
