Eventus

APAC

Straits Financial Group Signs with Eventus Systems for Expanded Services, Bringing New Regulatory Compliance Capabilities to Singapore Headquarters

New Agreement Builds on Successful Implementation of Validus Platform for Straits Financial LLC in U.S., Furthers Growing Eventus Presence in APAC   AUSTIN, Texas, Feb. 20, 2019 – Eventus Systems, Inc., a leading global trade surveillance and market risk platform provider, announced today that Singapore-based Straits Financial Group Pte Ltd – which became a client […]

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Enforcement Trends at the CFTC (Part Two): Building a Culture of Accountability

Trends in Trade Surveillance and Regulation   In the first installment of this blog series we took a look at the details surrounding the CFTC’s enforcement activities in the 2018 fiscal year as laid out in a speech from the agency’s Enforcement Director, James McDonald. McDonald focused on the agency’s four priorities – preserving market

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Sterling Trading Tech and Eventus Systems Collaborate to Monitor Trade Activity and Risk

CHICAGO, Feb. 5, 2019 – Sterling Trading Tech (STT), an innovative trading technology leader in the RaaS (Risk as a Service) space, and Eventus Systems, a leading global trade surveillance and market risk platform provider, announced today that Eventus has integrated the Sterling Cloud-Based Analytics Engine (SRE) into its Validus platform to benefit mutual customers.

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Enforcement Trends at the CFTC (Part One): A Regulator’s State of the Union

Trends in Trade Surveillance and Regulation   2018 was a record-breaking year for the CFTC and this point was brought home forcefully in a recent speech from Enforcement Director James McDonald. Speaking to the NYU School of Law, McDonald delivered a clear and forceful recounting of the enforcement actions that the agency undertook during the

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A Way Forward for Cryptocurrency Market Compliance

The cryptocurrency market is developing in real-time, right before our very eyes. Borne from the world of technology rather than the realm of finance, cryptocurrency markets understandably lack most of the features and functions that are taken for granted in traditional financial markets. Many of these shortcomings have been examined – and often exaggerated –

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FIA Asia 2018

FIA held their 14th annual Asia Derivatives Conference in Singapore from November 27 – 30 and the robust crowds, Brexit questions, and positive views regarding Chinese futures markets painted a rosy picture for industry growth in the region. Compared to the FOW Derivatives World Asia event in April (you can read our recap of that

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Eventus Systems Named to Global RegTech 100 for 2019

List Identifies the Most Innovative Technology Solution Providers Addressing Regulatory Issues in Financial Services AUSTIN, Texas, Nov. 20, 2018 – Specialist research firm RegTech Analyst has just named Eventus Systems, Inc., a provider of regulatory technology software solutions for the capital markets, to its global RegTech 100 list for 2019, recognizing the pioneering companies transforming

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GAIN Capital Deploys Eventus Systems’ Cloud Offering for Market Surveillance in Futures Business

Validus Platform Now Integrated with CQG   AUSTIN, Texas, Oct. 8, 2018 – Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, announced today that GAIN Capital Holdings, Inc. (NYSE: GCAP), a leading global provider of online trading services, has gone live as a client. GAIN has deployed Eventus’ cloud-based

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