A lot is going on at Eventus, a financial compliance and trade surveillance software firm based in Austin, Texas. JLN spoke with Eventus CEO Travis Schwab for a look at the market for such technology in exchange traded products, including fixed income, FX and digital assets. He also discussed competition, regulation, and Eventus’ expansion into […]
Names Mikhail Gasiorowski Sales Director, North America and Diane Imas Director of Marketing AUSTIN, Texas / NEW YORK, July 22, 2020 – Eventus Systems, Inc., a multi-award winning global trade surveillance and risk management software platform provider, today announced the appointment of Joseph Schifano as Global Head of Regulatory Affairs, Mikhail Gasiorowski as Sales
Travis Schwab, CEO of Eventus Systems shares how he and his team have doubled their revenue every year while navigating the painfully slow enterprise sales environment of large trading firms. As you might imagine, the process isn’t easy…. especially because as a provider of a RegTech SaaS solution for the capital markets industry the number
On June 25th, the Commodity Futures Trading Commission (CFTC) withdrew the proposed Regulation Automated Trading (Reg AT) and approved a proposed rule on Electronic Trading Risk Principles. The proposed “Risk Principles” focus on three concepts, including; (1) safeguards aimed at the mitigation of market disruptions associated with electronic trading, (2) pre-trade controls for electronic orders
CFTC Withdraws Reg AT and Approves Electronic Trading Proposal in June 2020 Meeting Read More »
On June 24th, the London-based FICC Markets Standards Board (FMSB) published a new Statement of Good Practice (SoGP) on Algorithmic Trading in FICC Markets and invited all interested parties to comment on the proposal by Friday, August 21st. The SoGP seeks to further enhance the integrity and effective functioning of FICC markets by promoting good
Algo Monitoring – FMSB’s Statement of Good Practice for FICC Market Participants Read More »
Firms offer market participants holistic trade and communications surveillance solution AUSTIN, Texas / LONDON, June 25, 2020 – Eventus Systems, Inc., a multi-award winning global trade surveillance and risk management software platform provider, and VoxSmart Ltd., a global leader in communications surveillance technology, announced today that they have formed a strategic alliance. The firms
After successful transition to Eventus in U.S. last year, firm taps Validus platform for futures, fixed income and equities surveillance in Europe AUSTIN, Texas / LONDON, June 23, 2020 – Eventus Systems, Inc., a multi-award winning global trade surveillance and risk management software platform provider, today announced that INTL FCStone Ltd., the London-based European
30-Year Industry Veteran to Help Grow Adoption of Validus Platform in Region AUSTIN, Texas / LONDON, June 11, 2020 – Eventus Systems, Inc., a multi-award winning global trade surveillance and risk management software platform provider, today announced the appointment in London of Jeff Gale as Sales Director, EMEA, representing the newest addition to the
Eventus Systems names Jeff Gale Sales Director, EMEA in London Read More »
By Jason Dibble Changing trading logistics during the coronavirus pandemic have created opportunities for rogue traders, spurring a spate of warnings from regulatory agencies as suspicious behavior spikes. But with regulators hampered by their own remote-working arrangements, software firms must rapidly adapt to a seismic shift in the trade surveillance landscape to preserve traders’
Shadow War Between Rogue Traders and Surveillance Firms May Decide Traders’ WFH Fate Read More »
A common thread for Asian regulators is that firms should focus on building out data and surveillance infrastructures to detect and mitigate risks relating to market abuse and AML/CFT efforts. Most importantly, regulators are focused on the expanded capability and use of technology to detect and mitigate relevant risks. This is well reflected in the
Enforcement Priorities in Asia Read More »
