Much has been made about the proliferation of data, particularly as it relates to an increase in the amount that is required to meet regulatory obligations. While it’s easy to make the case that this increase in mandatory data generation and retention is a cost that is imposed upon a business and one that has […]
The Bright Side of Increased Regulation: One Deed Fulfills Multiple Needs Read More »
Validus Platform Now Integrated with CQG AUSTIN, Texas, Oct. 8, 2018 – Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, announced today that GAIN Capital Holdings, Inc. (NYSE: GCAP), a leading global provider of online trading services, has gone live as a client. GAIN has deployed Eventus’ cloud-based
Unique, Multi-Strategy Approach for Market Surveillance Focused on Actionable Alerts AUSTIN, Texas, Oct. 3, 2018 – Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, today announced that it has integrated machine learning (ML) into its Validus surveillance and risk software platform, augmenting capabilities for identifying potential disruptive trading
Eventus Systems Rolls Out Machine Learning for Validus Platform Read More »
“With great power comes great responsibility” – Voltaire (or Spider Man’s Uncle Ben) As the fairly controversial and seemingly very expensive SEC tick pilot comes to a close in October, it’s a good time to reflect on the very interesting exemptions to Rule 611, specifically the use of Intermarket Sweep Orders (ISOs) and their
by Travis Schwab and Jeff Bell Let’s face it: establishing relationships with new vendors is fraught with peril and often doesn’t go very well. Many times, promises are made by sales people during the sales process, but when it comes time to deliver, the implementation/installation goes off the rails.. And problems don’t end there:
Making Magic: Five Keys to Success with New Vendors Read More »
Prompted by Firm’s Rapid Growth, Competitive Positioning and Increased Asset Class Coverage, New Site Addresses Depth of Validus Surveillance and Risk Platform. AUSTIN, Texas, July 16, 2018 – Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, has just launched a new, enhanced website, www.eventus.com. The site features a
Eventus Systems Launches New Website Highlighting RegTech Solutions for Capital Markets Read More »
Kim Taylor, Fred Hatfield and Keith Ross Join Board of Growing RegTech Firm AUSTIN, Texas, June 28, 2018 – Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, today announced that it has appointed three highly acclaimed industry veterans as the first outside directors on its Board. The newly constituted
Eventus Systems Appoints First Outside Directors with Three Industry Veterans Read More »
FOW Derivatives World Asia, which was held in Hong Kong on April 11, found markets at an awkward stage and that may have resulted in a lower than normal level of attendance for the event. Still, there was plenty going on with hot topics of conversation centered around cryptocurrencies, Chinese oil futures, and the acquisition
FOW Derivatives World Asia 2018 Recap Read More »
The focus of regulators and exchanges continues to sharpen and recent interest has zeroed in on the activity prior to the opening of the market. In products where an Indicative Opening Price (IOP) is utilized, regulatory action and fines have come down for behaviors that are deemed to be manipulative. To assist firms in managing
IOP Surveillance-Critical Component of a Comprehensive Trade Surveillance Program Read More »
Cloud Version of Validus Platform Brings RCG New Efficiencies, Flexibility AUSTIN, Texas, March 13, 2018 – Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, announced today that Rosenthal Collins Group LLC (RCG®), a leading independent futures brokerage and clearing firm, has deployed its Validus platform for RCG’s trade
Rosenthal Collins Group Signs with Eventus Systems for Trade Surveillance Read More »
