Third win of Regulation Asia award and ninth recognition in region over past three years NEW YORK / SINGAPORE, Nov. 15, 2023 – Eventus, a leading global provider of state-of-the-art, at-scale trade surveillance software across all lines of defense, today announced that the firm has won the award for Best Market & Trade Surveillance Solution […]
Eventus recently partnered with 1LoD to interview trade surveillance and compliance leaders and analyze the key trends shaping the trade surveillance landscape.
The Future of Trade Surveillance Report Read More »
Understand How Compliance Leaders Are Protecting Their Firms Against Market Abuse and Regulatory Risk The 2024 Acuiti Trade Surveillance Market Review delves into the rapidly evolving landscape of trade surveillance, addressing the challenges faced by compliance leaders amidst soaring trading volumes and growing market complexity. This comprehensive report explores key trends such as the
2024 Trade Surveillance Market Review Read More »
Originally published on Cboe Digital TV On this episode of Cboe Digital TV, Eventus CEO Travis Schwab joins Cboe Digital’s Chief Legal Officer Katherine Kirkpatrick to talk about the differences in market surveillance for crypto versus traditional markets, how real time fund transfers make crypto one of the most transparent markets, and the unique aspect
Cboe Digital TV, Eventus CEO Travis Schwab Read More »
NEW YORK, Nov. 7, 2023 – Eventus, a leading global provider of state-of-the-art, at-scale trade surveillance software across all lines of defense, announced today it has successfully completed its System and Organization Controls (SOC) 2® Type 2 examination on controls relevant to Security, Availability and Confidentiality for trade surveillance services. Developed by the American Institute
Eventus boosts security posture through successful SOC 2® Type 2 examination Read More »
Originally published on MarketsMedia Compliance officers at financial firms face a multitude of challenges in implementing and maintaining an effective trade surveillance regime, notably including inadequate technology and a shortage of skilled staff. That was a high-level take-away from the 2023 Trade Surveillance Market Review, published by Acuiti and commissioned by Eventus. Will Mitting, Founder and
Trade Surveillance: Technology, Staffing Constraints Are Challenges Read More »
Originally published on RegTech Round-up Episode Description Trade surveillance is a critical component of today’s financial world, where regulations are ever-evolving. It’s not just about keeping an eye on trades; it’s about ensuring compliance, detecting anomalies, and mitigating risks effectively. Our guest, Martina Rejsjo, Head of Product Strategy at Eventus, shares insights into the complex challenges
Originally published in Global Trading News and FIX Trading Community Will Mitting, Founder and Managing Director at Acuiti, and Joe Schifano, Global Head of Regulatory Affairs at Eventus, discuss key themes of the recently released 2023 Trade Surveillance Market Review, which was published by Acuiti and commissioned by Eventus. The podcast was hosted by Markets Media
GlobalTrading Podcast: Acuiti’s Trade Surveillance Market Review Read More »
Originally published in TabbForum In this segment of TabbFORUM at STA, Joseph Schifano, Global Head of Regulatory Affairs at Eventus, a trade surveillance provider, highlights a number of regulatory rules and proposals that have created uncertainty for both the industry and its vendors. In this interview, conducted by TABB Group CEO Bruce Morris, Mr. Schifano discusses the complexities
TabbFORUM at STA: Eventus’ Joe Schifano on Real-Time Market Surveillance Read More »
Originally published on MarketsMedia The Commodity Futures Trading Commission’s Division of Enforcement has provided guidance on how it will approach resolutions, including recommending larger penalties than have been imposed in previous cases. On 17 October the CFTC said in a statement that it wanted to ensure greater transparency and answerability throughout the resolution process and
CFTC Warns on Higher Penalties Read More »
